Privacy Statement
In accordance with the Gramm-Leach-Bliley Act (GLBA) new privacy laws regulate confidential personal information that is made available in connection with investment advisory activities.
Non-public personal information (“NPI”)
NPI is any personal information that cannot be found in public sources. Publicly available information would be details available from federal, state, or local government records; widely distributed media (such as telephone directories or newspapers); or information disclosed to the public as required by federal, state or local law. NPI is usually obtained directly from the individual. It includes such details as the person’s date of birth, social security number, financial account numbers and balances, sources and amounts of income, credit card numbers, and information obtained about visitors from internet websites, and sometimes could include home addresses and phone numbers.
Legacy Investment Management, LLC, Investment Adviser Representatives or employees will not breach the identity, affairs or investments of any client to any third party unless required by law to do so, or unless consented to by the client.
Clients may authorize Legacy Investment Management, LLC to share confidential information to non-affiliated third parties by a client by submitting a signed statement in which the client makes an affirmative declaration of permission to disclose such information. Included in the declaration is the information that can be disclosed and to whom it may be disclosed.
Safeguarding procedures are outlined in the Code of Ethics adopted by all investment adviser representatives and employees of the firm.
